Senior Regulatory Compliance Assurance Program Manager
Intuit
This job is no longer accepting applications
See open jobs at Intuit.See open jobs similar to "Senior Regulatory Compliance Assurance Program Manager" FinTech Australia.Senior Regulatory Compliance Assurance Program Manager
Location(s): San Diego, California; Mountain View, California; Atlanta, GeorgiaCompany Overview
Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million customers worldwide using products such as TurboTax, Credit Karma, QuickBooks, and Mailchimp, we believe that everyone should have the opportunity to prosper. We never stop working to find new, innovative ways to make that possible.
Job Overview
Come join our amazing team of leaders, learners and world-class compliance professionals. Working as a member of Intuit’s Legal, Compliance & Policy Organization (LCPO, you will be responsible for ensuring Intuit meets important regulatory compliance requirements by completing testing and by partnering cross-functionally to implement and manage innovative solutions for continuous compliance.
We believe diversity and inclusion among our teammates produces better results and is critical to our success as a global company. We are committed to recruiting, developing, and retaining the most talented people from a diverse candidate pool.
Intuit is a hybrid workplace, giving employees the opportunity to collaborate in person 2 or more days per week in the Mountain View, San Diego or Atlanta office.
Qualifications
- Has 8+ relevant experience leading regulatory compliance or internal audit programs for public technology companies
- CISA, CIA, CPA certification preferred. Knowledge of regulatory compliance is a plus
- Demonstrated ability to navigate and thrive in a fast-paced working environment and operates calmly through ambiguity and change
- Experience with business and compliance processes, including marketing and AI/ML compliance is a plus; Quick grasp of complex systems and relevant controls
- Demonstrates strong project and time management skills with ability to lead, multi-task and prioritize multiple requirements in a single, complex project
- Demonstrates passion for solving problems, ability to think critically and analytically, listen actively, and communicates with impact both written and verbal.
- Excellent at summarizing and presenting complex analyses into digestible summaries for executive level and external parties
- Drives compliance through influence, use of data and risk-based approaches
- Design preventive and detective controls for new regulatory implementations and identify and implement enhancements to existing controls.
- Collaborate with various stakeholders across business groups to ensure risks are mitigated and managed properly.
- Drive strategic initiatives to automate testing across different processes
- Knowledge of online advertising and marketing compliance is a plus
Responsibilities
- Partners with program owners, subject matter experts and legal to understand requirements (e.g., laws, regulations, guidelines, policies) of compliance, enterprise programs and products.
- Lead and execute compliance testing projects for various regulatory areas:
- Develops risk and control processes, understands requirements to develop test procedures, executes on testing and validates results, conducts root cause and impact analysis (where applicable), partners with business stakeholders to create remediation plans and writes executive reports to summarize test results
- Evaluates design and operating effectiveness of controls including automated solution
- Documents test results, and reporting metrics in GRC Tool and/or central repository
- Drafts and finalizes executive reports with senior management and socializes with key stakeholders
- Communicates to various cross-functional levels of the organization, including front line personnel, senior management and external parties
- Collaborates with the business to prioritize implementation of recommendations to strengthen compliance maturity for programs and products
- Partners with cross-functional stakeholders (e.g., Legal & Compliance, Internal Audit, Finance, Business, Risk, Security and Technology teams) on reviews, remediation and process improvements
- Design creative solutions to scale testing as required.
- Participates and leads special projects, initiatives, input goals as required.
Keeps up-to-date on industry and regulatory changes
- Establishes trust and collaboration with cross-functional stakeholders and team members
Intuit provides a competitive compensation package with a strong pay for performance rewards approach. The expected base pay range for this position is Bay Area California $149,000 - 201,500, Southern California $137,500 - 186,000. This position will be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at Intuit®: Careers | Benefits). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing pay equity for employees, Intuit conducts regular comparisons across categories of ethnicity and gender.
"When I encounter a technical problem, I feel driven to find a solution that is simple, human, and easy to understand."
"It’s important to always strive for improvement, even if you’re already in a good place."
"Our goal at Intuit is to solve challenging financial problems for millions of people. It’s satisfying to design awesome solutions knowing that you’re helping people around the world achieve their dreams of prosperity."
"One of the things that stands about Intuit is the impact that we have on our customers. Whether it's helping them yearly with their taxes or every day with their finances, it is truly satisfying to know that we’re using our resources and knowledge to power prosperity for millions of people around the world."
"At Intuit, we have the unique opportunity to empower millions of communities around the world by helping small business owners, individuals, and the self-employed succeed and accomplish their dreams of prosperity. There’s nothing else like it."
"I really felt drawn to Intuit because it's a place where I feel like I can make super meaningful impact on customers’ lives and their day-to-day. Finances are tricky and it’s emotional and stressful, and if I can help lift that burden off of someone, I feel like it’s worth it."
"Working at Intuit is satisfying because our goal is not to get customers to spend as much time on our products. We want to make their financial lives easier whether it's filling out taxes or helping small businesses operate. It's a great combination of experimenting with new technology while also staying close to tangible problems for real people."
"Designing at Intuit feels special because we're not just making things to make things. We're tackling real, consequential financial problems voiced by small businesses, self-employed, and individuals around the world. I'm grateful to have such a worthy and motivating mission when I go to work – powering prosperity around the world."
"Working at Intuit is satisfying because our goal is not to get customers to spend as much time on our products. We want to make their financial lives easier whether it's filling out taxes or helping small businesses operate. It's a great combination of experimenting with new technology while also staying close to tangible problems for real people."
"Our goal at Intuit is to solve challenging financial problems for millions of people. It’s satisfying to design awesome solutions knowing that you’re helping people around the world achieve their dreams of prosperity."
"One of the things that stands about Intuit is the impact that we have on our customers. Whether it's helping them yearly with their taxes or every day with their finances, it is truly satisfying to know that we’re using our resources and knowledge to power prosperity for millions of people around the world."
"At Intuit, we have the unique opportunity to empower millions of communities around the world by helping small business owners, individuals, and the self-employed succeed and accomplish their dreams of prosperity. There’s nothing else like it."
"I really felt drawn to Intuit because it's a place where I feel like I can make super meaningful impact on customers’ lives and their day-to-day. Finances are tricky and it’s emotional and stressful, and if I can help lift that burden off of someone, I feel like it’s worth it."
"One of the things that stands out about Intuit is the impact that we have on our customers. Whether it's helping them yearly with their taxes or every day with their finances, it is truly satisfying to know that we’re using our resources and knowledge to power prosperity for millions of people around the world."
"By feeding our customers' data through machine learning algorithms, we uncover valuable insights that empower millions of customers to feel more confident about their financial future."
"Our goal at Intuit is to solve challenging financial problems for millions of people. It’s satisfying to design awesome solutions knowing that you’re helping people around the world achieve their dreams of prosperity."
"At Intuit, we have the unique opportunity to empower millions of communities around the world by helping small business owners, individuals, and the self-employed succeed and accomplish their dreams of prosperity. There’s nothing else like it."
"We use the latest Native frameworks for iOS and Android to deliver a truly delightful mobile-first experience for our customers. I love that we're enabling millions of customers to improve their financial health, all under a world-class mobile experience."
"Our goal at Intuit is to solve challenging financial problems for millions of people. It’s satisfying to design awesome solutions knowing that you’re helping people around the world achieve their dreams of prosperity."
"One of the things that stands out about Intuit is the impact that we have on our customers. Whether it's helping them yearly with their taxes or every day with their finances, it is truly satisfying to know that we’re using our resources and knowledge to power prosperity for millions of people around the world."
"It's a great feeling knowing that when you push out a new feature or fix, our customers notice it and really love the work that we do! Here at Intuit, not only do we have the freedom to work with the newest technologies, but we value solving challenging financial problems for our customers above everything else."
"One of my favorite aspects of this role is that my work is helping small business owners achieve their business goals by solving complex financial problems. It's gratifying to know that the work that I'm doing directly impacts consumers and makes their lives easier so that they can focus their energy on growing their business."
"At Intuit, we have the unique opportunity to empower millions of communities around the world by helping small business owners, individuals, and the self-employed succeed and accomplish their dreams of prosperity. There’s nothing else like it."
Hear from our employees
Conrad De Peuter
Senior Data Scientist - Machine Learning Futures Group
Conrad leverages tools like natural language processing and machine learning to help tax analysts and small business owners use TurboTax and QuickBooks more efficiently. For Conrad, Intuit is a great place to learn, grow, and take full ownership of your career path.
Award-winning culture, best-in-class benefits
Culture and values
Intuit's company culture is rooted in our core values, which promote an innovative and inclusive environment where diverse perspectives and new ideas are celebrated.
More about Intuit life play_arrowBenefits we offer
People who give their best deserve the best in return. We offer rewards that include everything you’d expect, and even more that you wouldn’t. Enjoy the best in class perks and benefits at Intuit.
More about our benefits play_arrowHiring process
From set-up to sign-off, everything you need to know for a successful interview with Intuit, including how to request reasonable interview accommodations.
More about our hiring process play_arrowEOE AA M/F/Vet/Disability. Intuit will consider for employment qualified applicants with criminal histories in a manner consistent with requirements of local law.
Related Content
-
Intuit's Focus on Sustainability
Our sustainability initiatives are reducing our carbon footprint to help improve the health of our planet.
Read More -
Diversity, Equity & Inclusion
We're committed to providing a diverse and equitable workplace that empowers everyone to do the best work of their lives.
Find Out More
This job is no longer accepting applications
See open jobs at Intuit.See open jobs similar to "Senior Regulatory Compliance Assurance Program Manager" FinTech Australia.