Staff Compliance Manager - Testing and Monitoring

Company Overview

Job Overview

Come join our amazing team of leaders, learners and world-class compliance professionals. We're a high-performing team that enjoys working together to accelerate innovation across the Intuit ecosystem by delivering impactful business outcomes that strengthen the Intuit brand. Intuit’s Legal, Compliance & Policy Organization (LCPO) is seeking a Staff Compliance Testing Manager with strong leadership experience working with large teams to deliver impactful business outcomes that meet our obligations to our customers, partners and regulators.

We believe diversity and inclusion among our teammates produces better results and is critical to our success as a global company. We are committed to recruiting, developing, and retaining the most talented people from a diverse candidate pool.

Responsibilities

• Strategic Collaboration: Collaborate with program owners, subject matter experts, and legal teams to gain a deep understanding of the regulatory landscape and compliance requirements governing our programs and products.
• Risks and Controls Matrix Design: Lead the development of risk and control matrices by partnering with stakeholders to align on requirements and scope to develop risks, controls and test procedures.
• Compliance Maturity Evaluation: Evaluate the design and operationalization of controls and assign compliance maturity score and issue rating based on test results, and conduct root cause analyses where necessary, using data-driven and risk-based strategies.
• Influence & Driving One Team Results: Partner with stakeholders to prioritize and implement impactful recommendations that strengthen our programs and products, and effectively align diverse perspectives to drive initiatives forward.
• Effective Communication & Reporting: Create and deliver high-quality deliverables, including executive summaries, reports, presentations and workpapers that simplifies complex information to diverse audiences. Present findings and recommendations to senior management and stakeholders, ensuring clarity, understanding, and alignment.
• Cross-Functional Partnership: Build strong relationships with cross-functional stakeholders, including Internal Audit, Finance, Legal & Compliance, Business, Risk, Security, and Technology teams, to drive reviews, remediation efforts, and process improvements.
• Continuous Improvement: Actively lead, contribute and participate in strategic initiatives and projects driving departmental goals to scale and move with velocity while staying abreast of industry and regulatory changes.

Qualifications

• Leadership & Collaboration: Demonstrated ability to build trust, foster collaboration, and act as a trusted advisor to stakeholders at all levels. Adept at navigating complex situations and effectively translating feedback into action. Cultivates a “One Team” mindset demonstrating extreme ownership.
• Compliance Expertise: 10+ years of experience in compliance, internal audit, or public accounting, preferably within the software or FinTech industry. A strong understanding of business and compliance processes, including system and IT general controls.
• Execution & Accountability: Proven ability to manage and prioritize multiple projects, supervise resources, and drive accountability within large teams to achieve desired outcomes. Skilled at navigating complex problems and delivering solutions that drive impactful results.
• Communication & Influence: Exceptional communication and influencing skills to drive decision-making with velocity; effectively conveys complex information, actively listens to understand various viewpoints, and skillfully manage conversations—including escalations—to ensure timely and informed decisions.
• Problem-Solving & Mentorship: A strategic thinker with strong problem-solving skills. Passionate about creating opportunities for others to learn and grow by sharing diverse perspectives and developing balanced solutions.
• BA/BS in Accounting, Finance, Information Technology, or a related field.
• CISA, CIA, CPA, or CAMS certification preferred.